Filed 11/12/09, FORM 424B3
SPHERIC TECHNOLOGIES, INC. – Represented the underwriters in connection with an $8.0 million initial public offering of common stock on the NASDAQ Capital Market.

Filed  10/15/09, FORM DEF 14C
GDT TEK, INC. - Represented the issuer in connection with a Schedule 14C Information Statement to change domicile and re-structure of the successor filing entity.

Filed 08/03/09FORM POS AM
DRAGON INTERNATIONAL GROUP CORP. - Represented the issuer in connection with a $7.8 million public offering of common stock on the OTC-BB.

Filed 07/31/09, FORM S-1/A
CHINA QINBA PHARMACEUTICALS, INC. – Represented the Xian, China-based issuer in connection with a $3.5 million public offering and initial listing on the OTC-BB.